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0.05 £ (1- n
N )D ;
0.05 £ (1- n
2000)100 ®1- n
2000 ³ 100 0.05 n = 2000 ×(1- 0.97).
We will get n = 60.
Similarly, we can determine the sample size to check condition 1: p = 0.05, N = 2000, d < 1 % = 20, x = 0.
N = 278.2 or, by rounding to an integer, n = 279.
If the number of elements in a set is rather great, one needs to go on with the study even if one defective item has been found. What should the sample be if we accept that there is one defect? The sample should be such that, provided there are no defects or there is one defect, one can state with a 95% probability that the total number of defects does not exceed 1%, that is
p(x ≤ 1) = p(x = 0) + p(x = 1) ≤ 0.05; |
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201
The computation gives the results (N = 2000) as shown in Tables 4.6 and 4.7.
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Table 4.6 |
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Minimum sample size to check conditions 1 and 2 |
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Check of condition 1 |
Check of condition 2 |
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Maximum number of |
Sample |
Maximum number of |
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defects |
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defects |
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0 |
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Table 4.7
Determination of the minimum sample size to check condition 2 depending on the permissible number of defects in sample
Maximum permissible |
Minimum sample size |
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253 |
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277 |
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302 |
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If defects were nevertheless found, corrective measures should be taken and the sample study should be replicated or a 100% inventory taking should be conducted.
As so the sample size, small samples are absolutely evident to be less informative while large samples rather informative and to have higher significance levels, but are however more expensive.
202
Sampling strategy
There are several sampling options to choose the one to give a maximum of information at a minimum cost:
∙simple random sampling;
∙systematic random sampling;
∙nested (cluster) sampling;
∙stratified random sampling;
∙probability sampling.
Let us compare these options.
Simple random sampling. All elements in a set are listed and numbered 1,… , N, where N is the set size. Then n numbers are selected from the list in a random manner (e.g. using a generator of random numbers), after which the listed items matching the selected numbers are picked out.
Advantages (+) and drawbacks (–):
∙the listed items are not hard to select from (+);
∙the estimates of the mean and the variance are not biased (+);
∙the elements of the set need to be identified and designated before the sampling test is done (–);
∙search for the item to select may take time (–);
∙essential, still small subgroups can have an inadequate representation (–). Systematic random sampling. Each k–th element of the set is selected. Advantages (+) and drawbacks (–):
∙items are not hard to select (+);
∙one does not need to know the total number of elements in the set (+);
∙the elements of the set may need to be ordered (–).
Cluster sampling. Clusters of nuclear material form pileups depending on how NM is stored. For instance, containers are normally shelved, racked or stored otherwise as specially determined being so naturally grouped. Log entries with respect to a container often provide information on only that cluster to which this belongs, e.g. room and shelf number and so on. So, considering clusters as the elements of the set to be sampled from with the subsequent check of containers in each selected cluster, may turn out to be highly advantageous in terms of time and cost.
There are many cluster sampling types to choose from. Of these, singlestage and two-stage samplings are most common.
Single-stage cluster sampling suggests sampling, as such, done from clusters with a 100% check inside each cluster. Two-stage sampling
203
suggests sampling both among clusters and inside clusters. In the latter case, fewer items are checked in each cluster but more clusters are tested. A potential drawback is the requirement to have information about each container in each cluster.
Advantages (+) and drawbacks (–):
∙a time and cost saving potential, specifically for large sets with a marked nest structure (+);
∙essential clusters may fall out of view (–);
∙if the cluster elements are homogeneous, parameters will have an underestimated uncertainty (–).
Stratified sampling. Stratum is a uniform material. NM can be stratified by enrichment and content of uranium, by physical or chemical form or by measurement technique. The stratification procedure can be broken down into the following steps:
1)complete information on all items (NM types, rough NM enrichments (by elements or by isotopes), container location data and predicted measurement errors) shall be obtained;
2)items shall be grouped by a certain quantity feature, e.g. enrichment, isotope content, uranium concentration and so on;
3)if the universe contains different NM types (UF6, UO2), the groups obtained in step 2 shall be divided into subgroups by the type of material;
4)if the subgroups from step 3 contain material to which different measurement techniques with different errors will be applied, the subgroups obtained shall be divided into smaller groups by the type of measurements;
5)the stratification is over after step 4 so sampling can be done. Advantages (+) and drawbacks (–):
∙the sample represents at least one element of each layer which ensures the best possible coverage of NM (+);
∙one can estimate parameters both for each layer and for the whole of the set (+);
∙the elements within a layer should be homogeneous (–);
∙a more sizeable sample may be required than if other methods are used
(–).
Probability sampling. The set is sampled given the relative relevance measure (with scale attachment) pro rata the significance of the elements tested.
Advantages (+) and drawbacks (–):
∙prime attention will be given to the material most attractive for theft (+);
204
· the sample size depends on the selected relevance measure (–).
Determination of the sample size from variables, mean value and errors
Simple random sampling. The following formula is used to determine the size of a simple random sample from variables:
n = |
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× N |
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(N -1)ε 2 + t2 × D2
where D = σ x is the variance coefficient for the characteristic of interest in x
the universe (found based on expert data or from earlier measurement
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results); ε = |
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value of the characteristic in the universe and the mean sample value; and tN is the quantity of the standardized deviation for a normal distribution of probabilities (determined by the probability that the relative difference between the sample estimate and the set value does not exceed ε) (Table 4.8).
Table 4 .8
Quantity of standardized deviation
tN |
P |
1.0 |
0.683 |
1.5 |
0.866 |
1.96 |
0.95 |
2.0 |
0.954 |
2.5 |
0.988 |
3.0 |
0.997 |
3.5 |
0.999 |
The mean sample value is found by the following formula:
n
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205