∙NM is accounted for based on measurements of NM quantity data and attributes;
∙there may be accounting and verifying measurements.
∙Statistical criteria are used to:
∙find anomalies by verifying measurements;
∙perform sample checks of access indicating devices in between inventory takings;
∙find anomalies in NM accounting via analyzing the inventory difference;
∙find anomalies in NM transfer operations;
∙set the upper limit for the uncertainty of verifying measurements of NM samples;
∙verify the confidence of accounting records.
Let us specify and define respectively some of the special concepts.
Rule of practical certainty and confidential probability
If an event is unlikely in some conditions, then, given these conditions are fulfilled once, one can be certain that the event will not occur. So, in practice, the event in question can be considered impossible. Practically, however, one cannot derive such upper boundary of the probability, at which some events can be believed to be impossible. The scale of the effects from the events of interest is also an important factor to note. We will refer to the probability, we have decided to neglect herein, as the significance level.
Statistically, the significance level is normally assumed as:
~0.05 in pre-estimates;
~0.001 in final conclusions.
The concept of significance level has a close link to the concept of confidential probability: by confidential probability we will mean such probability α at which events with the probability 1– α can be considered impossible.
Confidence interval
We shall introduce the concept of confidence interval which is closely associated with the concept of confidential probability we have introduced hereinabove.
Due to the randomness of measurement data, one cannot set fairly narrow limits, the estimation error (i.e. the deviation of the estimate from
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the characteristic under estimation) would securely remain in. This leads to a problem of defining such limits beyond which estimation error would fail to fall with the specified probability. For example, if Р is the estimated probability of the event р, one needs to set, based on the same measurement data, such boundary for the potential deviations of Р from р that would not be exceeded by the error modulus P − p with the specified preset
probability α. This boundary will be also random due to the randomness of measurement data.
So the point is to find, from measurement data, such random interval (i.e. an interval with random boundaries) that would contain with the specified probability α an unknown value of the probability р. Such random interval, as determined in full by the measurement results, is referred to as the confidence interval for the given characteristic, this corresponding to the confidential probability α. The quantity 1 − α is referred to as the estimate deviation significance level.
For every quantity, NM weights are found by accounting measurements (or, if these cannot be done, using experimental estimates based on the earlier experience of operation) with documenting the recorded average NM weight values, the confidence interval value for the random error of the NM weight measurement and the boundaries of the residual systematic measurement error based on the confidential probability of 0.99.
These values can be used in accounting procedures (physical inventory takings, NM transfers and so on) only where the confidence thereof from the time of determination to the application time was extended through a proper use of ACs and verified in the process of the accounting procedure by measurements of the NM quantitative parameters and/or the NM attributes (i.e. verifying measurement data).
Error confidence boundaries for the measurement data will be referred to by us as the highest and the lowest measurement error values that confine the interval within which the sought-after measurement error remains with the specified probability interval.
Accounting measurements are measurements of the quantitative characteristics and attributes of NM, items and products, the data from which, including measurement errors, are entered on accounting records as certified values. The subsequent accounting measurement invalidates the preceding measurement result.
Verifying measurements are measurements the data of which is used to verify all or some of the quantitative characteristics and/or attributes of NM, items or products as obtained in earlier accounting measurements and
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stored confidently thereafter by way of applying NM access controls. Where the difference in the quantities of the measured quantitative characteristic for the verifying and the accounting measurement is not in excess of its standard measurement errors, the certified value of the characteristic is accepted. Otherwise, the discrepancy is investigated and accounting measurements of this NM are done. Verifying measurements can be done by sampling or for all NM.
The extent to which verifying measurements shall be applied is determined depending on the extent to which ACs are used and on the AC status check data, given the probabilities of detecting a shortage/surplus in the threshold amounts of each NM.
The statistical significance of the difference in the accounting and verifying measurement data for the quantitative variables of NM, items and products is determined given the confidential probability of 0.99. If a statistically significant difference is found between the accounting and verifying measurement data, this is reported to the MBA and nuclear facility administration with special investigations undertaken to find out the cause for the difference. As required, new accounting measurements are done and the accounting records are updated respectively.
Statistical criteria for anomaly detection
Each measurement of the NM quantity involves a certain error which leads to a discrepancy between the shipper and the receiver data, and between the results obtained by the inspector and the existing accounting records. A decision on if the discrepancies detected shall be accepted or not is made based on a statistical analysis thereof.
If the material balance period (MBP) preceding the given inventory taking had accounting measurements done in the MBA for the given nuclear material in production, receipt, processing or shipment, or done in the course of the inventory taking, the criterion for detecting anomalies in using the given NM shall be a modulus that exceeds the inventory difference or its threefold root-mean-square error, or any of the following quantities with the confidential probability of 0.95:
∙2% of the total quantity of the given NM booked and of all increases in the quantity thereof over the MBP – for commercial nuclear facilities;
∙3% of the same quantity – for test nuclear faciliti es;
∙3 kg – for plutonium and uranium–233 for the MBAs t hat contain NM of categories I and II;
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∙ 8 kg – for uranium–235 for the MBAs that containing NM of categories I, II and III;
∙70 kg for uranium–235 – for uranium enriched at bel ow 20%.
If no accounting measurements for the given NM were conducted in the course of the inventory taking during the MBP and the confidence of the preceding accounting measurement data was ensured through the use of ACs, the conclusions with respect to the absence of accounting and control anomalies shall be made based on the sampling verifying measurement data, the volume of this verifying measurement to be determined from the following values of the NM threshold quantities for detection of an NM shortage/surplus and the probabilities of detecting a shortage/surplus of the given threshold quantity.
For NM of categories I, II and III, the threshold quantities are:
∙3 kg – for plutonium and uranium–233;
∙8 kg – for uranium–235;
∙in the case of uranium enriched at below 20% (category 4), the threshold quantity is 70 kg for uranium–235.
The probability of detecting a shortage/surplus of the NM threshold quantity for calculating the verifying measurement sample size is presented in Table 4.1.
Table 4.1
Probability of the NM threshold quantity shortage/surplus detection
Extent of NM AC application |
Probability of detection, % |
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NM categories I,II,III |
NM category IV |
TIDs only |
50 |
30 |
Surveillance system only |
50 |
30 |
Two types of various ACs at a time |
25 |
10 |
n types of various ACs at a time |
100 (0,5)n |
100 (0,3)n |
The operator-level physical inventory taking procedures are based on a series of actions:
∙comparison of accounting records and reports;
∙check of the AC status;
∙accounting and verifying measurements of the Nm physical inventory;
∙determination of the shipper/receiver data difference;
∙estimation of random and systematic measurement errors, including in receipts and shipments;
∙estimation of process discards;
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∙ determination of the ID and its random and systematic error for each NM.
The NM parameter measurement data as obtained at earlier process stages can be used for the physical inventory taking only where auxiliary engineered controls (ACs, seals, etc.,) are applied to NM. If NM exists in broad varieties and/or large quantities, one may use statistical samplings to verify the data of online process records and reports respectively. To determine the size of a random sample, one needs to proceed from the requirement of detecting a defect (damage, removal or substitution) in at least one of the above means with the probability of below 0.95.
If no NM accounting and control anomaly is found in an NM balance analysis, the booked inventory of NM in the MBA is accepted as the NM inventory in the MBA as of the beginning of the next material balance period.
4.3. Errors, their models and sources
The knowledge about physical inventories, receipts and shipments of NM requires weight, volume, uranium concentration and enrichment data. One can get this knowledge only by measurements.
Types of measurements
Fig. 4.3 gives a classification of measurements.
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ИЗМЕРЕНИЯ |
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MEASUREMENT |
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Балк-формы |
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Разрушающие |
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Bulk forms |
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Destructive |
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Образцы |
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Неразрушающие |
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Standards |
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Nondestructive |
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ПрямыеDirect
КосвенныеIndirect
Fig. 4.3. Classification of measurements
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